FINRA Certification Series6

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付款成功後, 我們的體統將自動通過電子郵箱將你已購買的Series6題库(Investment Company and Variable Contracts Products Representative Examination (IR))發送到你的郵箱。（如果在12小時內未收到，請聯繫我們，注意：不要忘記檢查你的垃圾郵件。）

1、不需要大量的時間金錢，僅需20-30個小時，自學成才，輕鬆通過FINRA Series6考試。
2、FINRA Series6的考試軟體是類似實際考題研究出來的測試軟體。
3、根據FINRA Series6的考試科目不斷的變化，採取不斷的更新，會提供最新的考試內容。
4、在互聯網上提供24小時客戶服務。
5、根據過去的題庫問題及答案，TestPDF提供的FINRA Series6考試題庫和真實的考試有緊密的相似性。
6、通過了FINRA認證Series6考試在工作上會有很大的晉升機會，使用了TestPDF提供的測試軟體，你會成功的更快。
7、FINRA Series6認證是個證明自已潛力的認證，通過認證了的往往比沒有通過認證的同行工資高很多。

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現在購買我們的產品，我們將會為你提供一年的免費升級服務，保證你順利通過認證考試。如果有任何更新版本，在一年內你可以無限次數的下載我們的產品。

消費保證

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FINRA Series6 考試大綱主題:

最新的 FINRA Certification Series6 免費考試真題：

1. Under current tax laws, which of the following distributions received from a mutual fund qualify for
preferential tax treatment?
I. short-term capital gains
II. long-term capital gains
III. qualifying dividends
IV. non-qualifying dividends

A) I, II, III, and IV
B) III only
C) II and III only
D) I, II, and III only

2. Total Investments, a family of mutual funds, has prepared some new PowerPoint slides that it will use at a
free financial planning seminar it offers to the general public. The new slides:
I. must be signed and dated by a registered principal of Total Investments.
II. must be filed with FINRA 10 business days prior to their first use.
III. must be kept in a separate file by Total for three years after the date of their first use.

A) I and III only
B) I only
C) I and II only
D) I, II, and III only

3. Mr. Fast Lane met an early death at the age of 42. Mr. Lane had been making contributions to a variable
annuity contract for several years, and at the time of his death, his contributions totaled $25,000.Although
the value of the contract had at one time reached $40,000, earnings included, a downturn in the market
has resulted in a contract value of only $23,000.How much will Mr. Lane's beneficiaries receive as the
death benefit associated with this contract under these circumstances?

A) the average of what its value once was and what it is today: $31,500
B) nothing, since the contract now has a value that is less than Mr. Lane's total contributions
C) $23,000
D) $25,000

4. After three warnings, Honest Investments was forced to terminate Sly Conman, one of its representatives,
for making inaccurate statements when offering its mutual fund products to customers. Given this
scenario:

A) Honest must provide FINRA with an electronic notification of the termination within 30 days and provide
a written copy of the submitted form to Mr. Conman within that same period of time.
B) Honest must provide FINRA with an electronic notification of the termination within 48 hours and
provide a written copy of the submitted form to Mr. Conman within 30 days of the filing.
C) Honest must provide FINRA with an electronic notification of the termination within 48 hours and mail a
written copy of the submitted form to both FINRA and Mr. Conman within 14 days.
D) Honest must provide FINRA with an electronic notification of the termination within 48 hours and
provide a written copy of the submitted form to Mr. Conman within 10 business days.

5. Which of the following is not a potential advantage associated with investing through a mutual fund?

A) lower cost associated with portfolio management
B) price discovery
C) diversification
D) simplified recordkeeping

問題與答案：